Privacy Policy and Security Policy

Last Modified: 07/19/2023

Privacy Policy

Federal law gives the customer the right to limit some but not all sharing of personal information. It also requires us to tell you how SPG collects, shares, and protects your personal information.

We request that you carefully read this Privacy Policy and our Terms of Use before using the website. By visiting, viewing, or using the website in any manner, you are agreeing to the terms set forth in this Privacy Policy, as well as the Terms of Use for the website.

Types of Nonpublic Personal Information (NPI) SPG Collects

SPG collects nonpublic personal information about you that is either provided to us by you or obtained by us with your authorization. This can include but is not limited to your Social Security Number, Date of Birth, Banking Information, Financial Account Numbers and/or Balances, Sources of Income, and Credit Card Numbers or Information. When you are no longer our customer, SPG may continue to share your information if necessary, only as described in this notice (e.g. compliance with law enforcement inquiries).

SPG also collects nonpublic information from your activity on our website, for example, your IP address, browser type, domain names, access dates and similar information.

Personal Information We Collect from this Website and How We Collect It

You can visit us on the internet without telling us who you are or revealing any information about yourself, including your email address. In this case, our web servers may collect the name of the domain you used to access the internet (such as and the website you came from and visit next. This information is used by us and our business partners to measure the number of visits, average time spent, page views, and other statistics about visitors to our website in general. We also use this data to monitor site performance and to make the site easier and more convenient to use.
There are times when we may ask you for information about yourself to assist us in meeting your various needs. In these cases, your browsing will no longer be anonymous to us. To provide these services, we may need to ask you directly to provide, among other things, your name, address, ZIP code, email address, and phone number.

Please note that we do not knowingly solicit information from children and we do not knowingly market our products or services to children.

Parties to Whom SPG Discloses Information

SPG only shares your information with parties whose use of your information is required for us to provide you with the services that we offer. The information is also disclosed to execute the responsibilities SPG maintains as well as any necessary compliance with legal and regulatory organizations. These parties include, but are not limited to

  • Nonaffiliated third parties
  • Co-Providers/Third Party Money Managers
  • Financial Custodians
  • Insurance Carriers
  • Essential SaaS Providers (e.g. CRM, Document Storage, Financial Planning, etc.)
  • The Securities Exchange Commission, local, state and federal law enforcement (upon request)

Under no circumstance will we sell your information or transfer your information to any ad network, ad exchange, data broker, or other advertising or monetization-related service. We may also aggregate statistics that we gather about our customers, sales, traffic patterns and services, from this website and provide these statistics to third parties; however, when we do, these statistics will not include any personal information that identifies individuals.

How We Use Your Information

We may use information that we collect about you or that you provide to us, including any personal information, for any purpose including, but not limited to:

  • For everyday business purposes, such as:
    • Providing you with materials you requested
      such as to process your transactions, maintain your account(s), respond to court orders and legal investigations, or report to credit bureaus
    • Operating, providing, improving and maintaining our website
    • Developing new products and services
    • Preventing abusive and fraudulent use of our website
  • For our affiliates’ (see definition below) everyday business purposes – information about your transactions and experiences and information about your creditworthiness
  • For our marketing – to offer our products and services to you (including our affiliates - i.e. companies related to us by common ownership or control). Information used for marketing purposes is strictly limited to the basic information required for communication, such as name and email address

Definition of Affiliates – companies related by common ownership or control. They can be financial and non-financial companies; Non-affiliates – companies not related by common ownership or control. They can be financial and non-financial companies.

Federal Law Gives you the Right to Limit Sharing - Opting Out

Federal law allows you the right to limit the sharing of your nonpublic information by “opting-out” of the following:

  • Sharing for non-affiliates’ everyday business purposes
  • Information about your creditworthiness
  • Sharing with affiliates or non-affiliates who use your information to market to you

State laws and individual companies may give you additional rights to limit sharing. Please notify us immediately if you choose to opt out of these types of sharing.

Certain information is required in order for SPG to provide you with its services.

Accessing or Correcting Your Information

You may access the data collected by us about you by sending a request to the address listed below. If you believe that an error has been made in the accuracy of the information collected from you, we will correct such error upon adequate verification of the error and the identity of the person seeking the correction.

If you wish to access, remove or correct any personally identifying information you have supplied to us or if you have any questions about this Privacy Policy, you may contact us by sending a letter via the U.S. Mail to: 11411 NE 124th St. Suite 255, Kirkland, WA 98034. Please understand that to protect your privacy and security, we may also need to take reasonable steps to verify your identity before granting access or making corrections.

Security Policy

Protection of Your Information

We maintain a variety of security measures to protect against the loss, misuse, and alteration of the information under our control. These measures include computer safeguards, cybersecurity protection, secured files, and building access. Although we make good-faith efforts to maintain the security of such information, we cannot guarantee that it will remain free from unauthorized access, use, disclosure, or alteration. Further, we cannot guarantee that our security measures will prevent unauthorized persons from accessing or obtaining this information. We assume no liability to you or any other party in relation to the unauthorized access, use, or alteration of any information provided to us.

Notification in the Event of Data Breach

As previously stated, although we make good-faith efforts to maintain the security of your information, we cannot guarantee that it will remain free from unauthorized access, use, disclosure, or alteration. In the event your personally identifiable information is breached by an unauthorized party, we will comply with your applicable state and federal laws in notifying you of the breach.

Changes to this Privacy Policy

We reserve the right to modify or supplement this Privacy Policy statement at any time. If we make any material changes, we will update our website to include such changes. A notice that our privacy policy has been updated will be displayed on our website homepage. You are responsible for periodically visiting our website and this privacy policy to check for any changes.


Please call if you have any questions. Your privacy, our professional ethics, and the ability to provide you with quality financial services are very important to us. Call us at 425-821-9442, or mail us at 11411 NE 124th St., Suite 255 Kirkland, WA 98034. Our email is